Buffer confusion? Try Here.

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Buffer confusion? Try Here.

Postby domino » Fri Jul 27, 2007 11:30 pm

What is the buffer and do I need one?

It seems that confusion over the concept of the buffer comes up quite a bit on the forum. Jesse provides an explanation of rule behind the buffer in the Setup Guide under "Rule One: Stop Living Paycheck to Paycheck". This is a must read, several times if necessary, to get a big picture and an appreciation of the benefits of budgeting per rule #1. As a supplement, I'll also try to put my thoughts down here as to the mechanics of budgeting the buffer and then applying it towards reaching this goal with a simple example.

In my mind rule #1 can be sumarized as living on last month's pay. The practical benefit of budgeting per rule #1 is you enter into each new month with a full month's reserve ready to be put to work. No more waiting on a mid-month check to complete the budget or having to manage your day-to-day cash flow out of your checkbook register to avoid overdraft fees. It also just makes using YNAB so much easier. The concept of zero-based budgeting becomes crystal clear and any deviations in the budget can be recognized and corrected for way before they impact the bottom line.

Getting to rule #1 is done by building a buffer. A buffer is just like any other savings fund: You budget money to it each month and allow the balance to roll forward to the next month, month after month, until it has reached its goal. Once the buffer reaches its goal (a full month's expenses), you turn it into available funds and live off of it for an entire month. During this time your income is deferred, or sits idle waiting to become available funds for the following month's budget. Once the following month begins, you'll be budgeting per rule #1, living on last month's pay. After the buffer month is done the buffer has served its purpose. From that month forward your income continues to be deferred until the following month. That's pretty much it in a nutshell. Sound good?


OK, sounds good. I want to do the buffer thing... how do I do it?

The first thing you need to have is a clear idea in your head is how big your buffer needs to be so you could live off of it for an entire month. Experienced YNAB'ers know this number off the top of their head, but new users might have to take pen to paper and figure out what their total monthly expenses are for their buffer's goal. ING Direct has a nice document called a Spending Record that takes you through the steps to determine this:

https://home.ingdirect.com/privacy/imag ... record.pdf (I hope the link works)

Some people may only record the bare necessities to figure out a just squeak-by buffer goal or record every penny spent for a painless buffer goal, either way just remember that this is how much you are going to have to live off of for an entire month. Also remember that life pretty much returns to normal after the buffer month.

I can think of two varieties of buffer budgeters: The flush new user and the saver. The flush new user is someone who just bought the program and came in with a large enough reserve to be able to fund a full buffer right off the bat to enjoy the full impact of the YNAB method. The saver is someone that has to build the buffer over time. I'm going to show the steps required for the flush new user to hit a home run, but the basic mechanics are the same for the saver - it just takes a few more months to turn out a full buffer.

The flush new user will decide when they will officially begin budgeting with YNAB. I'll use this August as an example. The new user should have a clean customized budget without anything entered into the register to start off the month of August. The first step to actually start budgeting is to enter in the bank account and cash balances as supplemental income into the register. The key to funding a full buffer at the start is the full buffer goal amount needs to be in the account that the monthly expenses flow out of, which is usually the checking account. If money needs to be transfered between savings and checking then it should be done before the beginning balances are entered into the register.

To make funding a full buffer easier to follow and to leave clear record of the initial setup behind in the budget file, I would date these beginning balance entries the day prior to the official start budgeting month, in this example July 31st. This will cause July's available number to equal the beginning balances that were entered in the register. See below how entering the initial balances into the register effects July's Available funds:

Image


The buffer can then be budgeted with the full goal amount. In this example the buffer goal is $3000. Any funds remaining in the July's Available funds can be budged to the Emergency Fund or any other savings category desired to budget July's Available funds down to $0. See below how these budgeting steps effect July's Available funds:

Image


Note that the individual balances roll forward to August (rule #3 in effect). The next month's balances don't actually roll forward until 5 days prior to the start of the month, but you can hover over the cell to see what it will be when it is displayed. To turn the buffer's balance into Available funds for August, simply reverse budget the entire buffer by budgeting a negative number the same size as July's buffer positive balance, thus zeroing out August's buffer balance. See below the result of reverse budgeting the buffer on August's Available funds:

Image


The net result is there is now $3000 (the original buffer goal for this example) available to budget August's expenses with. The real trick is sticking to the bare-bones budget so August's income remains untouched. When September rolls around August's income will be sitting there ready to be put to work.

The buffer process for the saver is exactly the same although it may take several months to build up the buffer until it equals the goal amount. Once that occurs, the buffer gets turned into Available funds just as above. In any case, income during the buffer month and every month thereafter is entered into the register as "Primary Income". This tells YNAB to put it into the next month's Available funds calculation. You can actually see the impact on the next month's available as soon as you enter primary income into the register. The primary income cycle continues month to month. Pretty neat eh?
Last edited by domino on Sun Jul 29, 2007 11:40 am, edited 2 times in total.
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Postby domino » Sat Jul 28, 2007 8:33 am

I'm a new user but I already know I'll also be a saver - how does that work?

This is probably the more typical scenario but I had to get the easy example out of the way first to demonstrate the mechanics. The saver will use same process to initialize the buffer, but there are additional steps in between while building a full buffer.

I'll continue to use August as the starting month for the saver example. Our saver has the same buffer goal of $3000, but she doesn't come into the month flush with cash. See below for her startup register entries:

Image


Note that August's 1st paycheck is entered in as supplemental because our saver will need her current income to start budgeting with. Although reaching rule #1 is going to take some work, the goal is the same - save up a full buffer enough to live off it for an entire month. Since our saver already had a small checking reserve and savings fund already going, let's keep the ball rolling by allocating these reserves to the buffer and retirement fund in July. This will also zero-balance July's Available as required per rule #2. See below for the effects of these steps:

Image


Now our saver is ready to start budgeting down August's Available funded by her August 1st paycheck. The initial $50 budgeted to the buffer stays safe and sound, waiting to be added to, until it reaches the goal amount.

So our user works, works, works and saves, saves, saves.

Squiggly lines, squiggly lines, squiggly lines (fast forwarding into the future)...

By the end of August she manages to trim off $100 from existing expenses and budgets it to August's buffer:

Image


In September she holds a garage sale and also sells several items on e-bay, the proceeds get budgeted right into September buffer:

Image

October provides a large windfall at the bingo hall, all of which gets budgeted to October's buffer:

Image

Now our saver had a full buffer to turn into Available Funds in November. By following the same mechanics in the flush user example, she reverse budgets November's buffer to zero and then has a very satisfying month while her paychecks start deferring to December. When December 1st arrives she has an entire month's pay (deferred from November) ready to put to work. Now she's on a level playing field budgeting-wise as the new flush user. Yeah for her!
Last edited by domino on Sun Jul 29, 2007 11:44 am, edited 2 times in total.
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Postby domino » Sat Jul 28, 2007 9:53 am

So what do you do with the buffer once it's served its purpose?

Now, after you've accomplished getting to rule #1 and the buffer is sitting at or near zero, the question is what to do with it. You can't just delete it because of the previous amounts budgeted to it will also be deleted and the budget will get messed up really quick. Since you can't delete it, I'd suggest either budgeting it all the way to zero balance and then ignoring it forever. Or you could put it to good use as a monthly juggling fund.

I do the latter. I budget any windfalls during the month to the buffer and then juggle money out of it during the month into other funds to cover shortfalls. This allows me to keep the budget zero-balanced during the ebb and flow of the monthly expenses. At the end of the month I let the buffer balance roll forward and then I might juggle some extra money into a debt subcategory to allow for a bigger payment. The buffer doesn't sit with a lot of money in it, just enough to keep things interesting and help me avoid the implications of rule #4.
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examples.

Postby toddlerhouse » Sat Jul 28, 2007 11:29 am

It is very helpful to see examples.

thanks.
:D
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Postby Kristen » Sat Jul 28, 2007 12:27 pm

That ING sheet is cool. I especially liked the parenthetical comments, particularly these three:

CLOTHES (Optional, but highly recommended)
OTHER TRANSPORTATION (Plus the cost of a good book)
CHARITY (Gifts to yourself don’t count)

:lol:
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Postby mydogspike1997 » Mon Jul 30, 2007 4:06 pm

Thank you Domino for your help but I am still confused by this phrase:

To turn the buffer's balance into Available funds for August, simply reverse budget the entire buffer by budgeting a negative number the same size as July's buffer balance, thus zeroing out August's buffer balance. See below the result of reverse budgeting the buffer on August's Available funds:

Can you do a screen print demo of how to do this? I am still at a loss on how to move the buffer money to the available for August 07...I think that is where I am having trouble. I have all my buffer money and then some but how do I move it forward? Please help and again....thank you!!!!!!!!
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Postby domino » Mon Jul 30, 2007 4:37 pm

mydogspike1997 wrote:Thank you Domino for your help but I am still confused by this phrase:

To turn the buffer's balance into Available funds for August, simply reverse budget the entire buffer by budgeting a negative number the same size as July's buffer balance, thus zeroing out August's buffer balance. See below the result of reverse budgeting the buffer on August's Available funds:

Can you do a screen print demo of how to do this? I am still at a loss on how to move the buffer money to the available for August 07...I think that is where I am having trouble. I have all my buffer money and then some but how do I move it forward? Please help and again....thank you!!!!!!!!


I'm assuming you can see the screen snapshot right below the paragraph you quoted above. The red -3000.00 in the Savings : Buffer for August would be your entry to reverse budget this subcategory. I made "Reverse budget" up, it just means entering in a negative number into a budget subcategory. This in effect pulls money out of the previous month's balance and makes it available for that month.
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Postby mydogspike1997 » Mon Jul 30, 2007 5:24 pm

domino wrote:
mydogspike1997 wrote:Thank you Domino for your help but I am still confused by this phrase:

To turn the buffer's balance into Available funds for August, simply reverse budget the entire buffer by budgeting a negative number the same size as July's buffer balance, thus zeroing out August's buffer balance. See below the result of reverse budgeting the buffer on August's Available funds:

Can you do a screen print demo of how to do this? I am still at a loss on how to move the buffer money to the available for August 07...I think that is where I am having trouble. I have all my buffer money and then some but how do I move it forward? Please help and again....thank you!!!!!!!!


I'm assuming you can see the screen snapshot right below the paragraph you quoted above. The red -3000.00 in the Savings : Buffer for August would be your entry to reverse budget this subcategory. I made "Reverse budget" up, it just means entering in a negative number into a budget subcategory. This in effect pulls money out of the previous month's balance and makes it available for that month.


Thank you...I see, so I just put a negative amount on the Budget Category, I do not put an entry on the register. That is what was confusing me. Thanks very much for all your help. Your instructions were excellent and very, very helpful! I've printed to keep as a reference!!! :)
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Postby domino » Mon Jul 30, 2007 6:35 pm

Yes, you've got it.. and you're welcome. :D

There are other ways of reaching the same net result with a few manipulations in the register, but I prefer this way for a couple of reasons. First, it follows the implementation discussed in the setup guide so at least I'm consistent with my reference to it there. Second, I prefer to document money entering and leaving my control (income and expenses) on the register tab vs. moving money from one category (or one pocket) to another on the budget tab.

Sometimes the line between the two can be pretty blurry, but if the answer to "can I find this on my bank statement?" is yes then it goes on the register tab - if not I wrestle it around on the budget tab. I'm sure someone can find an exception to this reasoning though. Most times I just try to be consistent so I don't confuse myself. :wink:
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Re:

Postby Sairey724Gamp » Fri Jan 18, 2008 12:10 pm

domino wrote:...I prefer to document money entering and leaving my control (income and expenses) on the register tab vs. moving money from one category (or one pocket) to another on the budget tab.

Sometimes the line between the two can be pretty blurry, but if the answer to "can I find this on my bank statement?" is yes then it goes on the register tab - if not I wrestle it around on the budget tab... :wink:


Thanks, Steve, for this comment. When I first started budgeting, getting my head around this concept was THE NUMBER ONE THING that cleared up TONS of confusion!!! I ran across it during one of my earliest lurking sessions on the forum and it immediately turned on the lightbulb. Could someone who knows what they are doing please re-post it more prominently in a more general "Budgeting & Tracking 101 for the Clueless" location since it doesn't really have anything to do with the Buffer?
(Heads up, Wiki guru! :D)

Imagine my amusement today when I finally managed to track down the comment by entering "Steve confuse" in the search engine! Steve, you may be confused yourself, but you sure go a LONG way towards clearing things up for the rest of us.

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Re:

Postby Sairey724Gamp » Fri Jan 18, 2008 12:19 pm

Oops. Now I am really confused. I see that it was domino and not Steve (sorry, JD!). I'm one of the newest of the Newbies, so please forgive me.

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Re: Re:

Postby Mudie » Fri Jan 18, 2008 1:42 pm

Sairey724Gamp wrote:Oops. Now I am really confused. I see that it was domino and not Steve (sorry, JD!). I'm one of the newest of the Newbies, so please forgive me.

Sairey

Hey no problem, I'll take the credit. :D :lol:

Not really of course but don't feel bad, I've misquoted people several times. I even went so far as to call Kristen "Karen" one time. :oops:

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Re: Buffer confusion? Try Here.

Postby JimFPU » Fri May 09, 2008 7:17 am

Ok, so what do you do if you want to fund the rest of your buffer right now (thanks ESP!) and spend it right now also instead of putting it in as a negative in next months budget?

Example: add $2000 now, and take out $4000 for the fully funded buffer right now, basically a double transaction at once.
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Re: Buffer confusion? Try Here.

Postby Mudie » Fri May 09, 2008 10:03 am

JimFPU wrote:Ok, so what do you do if you want to fund the rest of your buffer right now (thanks ESP!) and spend it right now also instead of putting it in as a negative in next months budget?

Example: add $2000 now, and take out $4000 for the fully funded buffer right now, basically a double transaction at once.

If you already have an amount in your saving-for-the-buffer Category then you need to free that up first by one of the two following ways (both work fine but look different in YNAB).

Method #1
  1. Enter the amount you've saved thus far as a negative amount in the Inflow column of the Register in the account where it resides using the Category you've tagged it under all along
  2. Then enter the same amount as a positive Supplemental Inflow (again, in the account where it resides.)

This method will deplete the buffer category and place it in the Available at the top of the Budget window.

Method #2
  1. Budget a negative amount in your Buffer category equal to the amount already budgeted there.

This will also place the funds into the Available at the top of the Budget window but with the disadvantage of having that red number in the budgeted column. If you don't care though, then it's a minor issue.

Then you would just add the amount of your ESP check into your Register as Supplemental and Viola! Sit down, pay off the rest of this month's bills, enter your upcoming paychecks as Primary and never look back. :D

Steve
Last edited by Mudie on Sat May 10, 2008 11:43 am, edited 1 time in total.
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Re: Buffer confusion? Try Here.

Postby JimFPU » Fri May 09, 2008 10:36 am

Steve! Dude! That makes sense now...duh. I took out what I had in April for the buffer as a negative amount. I added the ESP as supplemental in May. I then budgeted the 'left over' few bucks to the FFEF (Fully Funded Emergency Fund-not sure how many non-Dave Ramsey fans are here) and the budget is $0. As a proud Nerd this makes me happy indeed. I also see that next month I have the check that I got last week available to budget :arrow: next month! :D This really is bliss, added to the DR stuff I know!!

Thanks YNAB! :D
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